Roy Adams offers cost-effective legal services to the investment management industry, including investment advisers, mutual funds, fund directors, hedge funds, and broker dealers. He provides regulatory and compliance advice under the Investment Company Act (“1940 Act”), the Investment Advisers Act and related statutes and regulations. He also renders general corporate and contract advice and serves as an expert witness.
Attorney At Law
Roy Adams has over 25 years corporate, business and securities law experience and in the investment management industry. After practicing as a partner at a national law firm, he co-founded an investment adviser and mutual fund. He then established his independent legal practice representing investment advisers, mutual funds, fund directors, hedge funds and broker-dealers.Learn more about Roy Adams >